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CAPITAL RAISING |
| The firm’s
principals have extensive experience in raising capital for publicly
traded and privately held companies. The firm offers product expertise
as manager or agent including: |
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| • |
Private placements of debt and equity |
| • |
Shareholder rights offerings |
| • |
Best efforts public offerings |
| • |
Public offering advisory |
| • |
Mutual to stock conversions |
| • |
De novo bank offering advisory |
| • |
Trust Preferred securities offerings |
|
The firm’s
principals also cover leverage buyout funds, and their respective portfolio
companies, providing the breadth of senior and mezzanine level capital
raising capabilities and advisory services available throughout the
firm.
A typical capital raising assignment would include the following: |
| |
| • |
Assess current market environment for public offering or private
placement of capital |
| • |
Develop an optimal tax, business and financial structure for
capital offering |
| • |
Assist in preparation of offering documents |
| • |
Coordinate allocation of securities to investors |
| • |
Execute and place capital offering based on client requirements |
|
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