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SIPC

Business Continuity Plan

 

 

 

FIRM PROFILE
Collectively, the firm’s founding principals have more than 60 years of experience serving the investment banking needs of both public and private companies. The three founding principals have worked together for over ten years and have a distinguished track record of long-term success. This success is attributable to the collective efforts of our team and is not dependent upon an affiliation with any particular institution.

Employees of the firm participate in the firm’s ownership by investing equity capital, thus creating alignment between the interests of employees, the firm, and our clients. A history of working together and a partnership culture assures our clients the highly personalized service they expect from an investment banking firm.